Filing Details
- Accession Number:
- 0001213184-15-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-12 21:08:31
- Reporting Period:
- 2015-02-10
- Filing Date:
- 2015-02-12
- Accepted Time:
- 2015-02-12 21:08:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550572 | L Dennis Werth | 1791 Deere Avenue Irvine CA 92606 | Svp And Gm, Photonics Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-10 | 5,000 | $13.46 | 74,976 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-10 | 5,000 | $20.07 | 69,976 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-10 | 5,000 | $0.00 | 5,000 | $13.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-22 | No | 4 | M | Direct |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on August 12, 2014.
- Reflects the weighted-average sale price for an aggregate of 5,000 shares sold in multiple transactions at prices ranging from $19.75 to $20.37 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option became fully vested on February 23, 2009.
Billionaire Hedge Funds
