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Home > Insider Trading > Filing (0000903423-15-000108)

Filing Details

Accession Number:: 0000903423-15-000108
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-12 18:31:58
Reporting Period:: 2014-12-10

Filing Date:: 2015-02-12
Accepted Time:: 2015-02-12 18:31:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1273636	Applied Genetic Technologies Corp	AGTC	Biological Products, (No Disgnostic Substances) (2836)	593553710

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1131399	Plc Glaxosmithkline	980 Great West Road Brentford Middlesex X0 TW8 9GS		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-12-10	10,000	$21.18	1,979,598	No	4	S	Indirect	By S.R. One Limited
Common Stock	Disposition	2014-12-11	12,500	$21.28	1,967,098	No	4	S	Indirect	By S.R. One Limited
Common Stock	Disposition	2014-12-12	7,500	$21.24	1,959,598	No	4	S	Indirect	By S.R. One Limited
Common Stock	Disposition	2014-12-17	8,000	$21.00	1,951,598	No	4	S	Indirect	By S.R. One Limited
Common Stock	Disposition	2014-12-18	12,000	$21.01	1,939,598	No	4	S	Indirect	By S.R. One Limited

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By S.R. One Limited
No	4	S	Indirect	By S.R. One Limited
No	4	S	Indirect	By S.R. One Limited
No	4	S	Indirect	By S.R. One Limited
No	4	S	Indirect	By S.R. One Limited

Footnotes

Shares are held of record by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline PLC (Reporting Person).