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Home > Insider Trading > Filing (0001015780-15-000023)

Filing Details

Accession Number:: 0001015780-15-000023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-12 17:08:37
Reporting Period:: 2015-02-10

Filing Date:: 2015-02-12
Accepted Time:: 2015-02-12 17:08:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580536	A Karl Roessner	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302	Evp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-02-10	662	$25.42	270,589	No	4	F	Direct
Common Stock	Disposition	2015-02-10	3,491	$25.39	267,098	No	4	S	Direct
Common Stock	Disposition	2015-02-10	5,111	$25.39	261,987	No	4	S	Direct
Common Stock	Disposition	2015-02-10	2,721	$25.28	259,266	No	4	S	Direct
Common Stock	Disposition	2015-02-11	179	$25.49	259,087	No	4	S	Direct
Common Stock	Disposition	2015-02-11	349	$25.49	258,738	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 10, 2011.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on October 28, 2013.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on March 5, 2014.