Filing Details
- Accession Number:
- 0000825202-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-28 14:48:18
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-28
- Accepted Time:
- 2011-01-28 14:48:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825202 | Royce Focus Trust Inc | FUND | (0) | 592876580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457990 | Jr. E. Jack Fockler | C/O Royce &Amp; Associates, Llc 745 Fifth Avenue New York NY 10151 | Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-27 | 5,000 | $7.76 | 92,000 | No | 4 | P | Indirect | Held in wife's trust |
Common Stock | Acquisiton | 2011-01-27 | 5,000 | $7.76 | 91,616 | No | 4 | P | Indirect | Held in trust |
Common Stock | Acquisiton | 2011-01-28 | 6,500 | $7.69 | 98,500 | No | 4 | P | Indirect | Held in wife's trust |
Common Stock | Acquisiton | 2011-01-28 | 6,500 | $7.69 | 98,116 | No | 4 | P | Indirect | Held in trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in wife's trust |
No | 4 | P | Indirect | Held in trust |
No | 4 | P | Indirect | Held in wife's trust |
No | 4 | P | Indirect | Held in trust |
Footnotes
- Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001.
- Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001.