Filing Details

Accession Number:
0001140361-11-004582
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-01-28 13:04:59
Reporting Period:
2010-11-02
Filing Date:
2011-01-28
Accepted Time:
2011-01-28 13:04:59
Original Submission Date:
2011-01-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1099977 China Marine Food Group Ltd CMFO Miscellaneous Food Preparations & Kindred Products (2090) 870640467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1002078 Jayhawk Capital Management, L.l.c. 930 Tahoe Blvd., 802-281
Incline Village NV 89451
No No Yes Yes
1225028 C Kent Mccarthy 930 Tahoe Blvd., 802-281
Incline Village NV 89451
No No Yes Yes
1367673 P L Fund Equity Private Jayhawk 930 Tahoe Blvd.; 802-281
Incline Village NV 89451
No No Yes Yes
1371231 Jayhawk Private Equity Co Invest Fund Lp 930 Tahoe Blvd., 802-281
Incline Village NV 89451
No No No Yes
1461509 Jayhawk Private Equity Gp, L.p. 930 Tahoe Blvd., 802-281
Incline Village NV 89451
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-02 220,213 $4.18 3,450,275 No 4 X Indirect See Explanatation of Responses
Common Stock Acquisiton 2010-11-02 13,657 $4.18 3,463,932 No 4 X Indirect See Explanation of Responses
Common Stock Disposition 2010-11-02 159,148 $5.78 3,304,784 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2010-11-02 9,871 $5.78 3,294,913 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2011-01-24 37,631 $4.36 3,257,282 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2011-01-24 2,369 $4.36 3,254,913 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2011-01-25 28,223 $4.28 3,226,690 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2011-01-25 1,777 $4.28 3,224,913 No 4 S Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Explanatation of Responses
No 4 X Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2010-11-02 220,213 $0.00 220,213 $4.18
Common Stock Warrant Disposition 2010-11-02 13,657 $0.00 13,657 $4.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-30 2010-11-17 No 4 X Indirect
0 2010-06-30 2010-11-17 No 4 X Indirect
Footnotes
  1. Explanation of Responses:(1) Kent C. McCarthy is the manager of Jayhawk Capital Management, LLC, which is the general partner of Jayhawk Private Equity GP, L.P. Jayhawk Private Equity GP, L.P. is the general partner of Jayhawk Private Equity Fund, L.P. Jayhawk Private Equity Fund, L.P. directly and solely owns the shares identified by this footnote in Table I. As a result, Mr. McCarthy, Jayhawk Capital Management, LLC and Jayhawk Private Equity GP, L.P. each indirectly beneficially own the common shares reported herein. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.
  2. Explanation of Responses:(2) Kent C. McCarthy is the manager of Jayhawk Capital Management, LLC, which is the general partner of Jayhawk Private Equity GP, L.P. Jayhawk Private Equity GP, L.P. is the general partner of Jayhawk Private Equity Co-Invest Fund, L.P. Jayhawk Private Equity Co-Invest Fund, L.P. directly and solely owns the shares identified by this footnote in Table I. As a result, Mr. McCarthy, Jayhawk Capital Management, LLC and Jayhawk Private Equity GP, L.P. each indirectly beneficially own the common shares reported herein. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.
  3. Explanation of Responses:(3) These securities were omitted from the reporting persons' original Form 4 filed on January 26, 2011.
  4. Explanation of Responses:(4) These securities were disposed of pursuant to a cashless exercise of the warrants listed in Table II and the price was determined pursuant to a formula based on the market price of the common stock as set forth in the warrant.
  5. Explanation of Responses:(5) While this disposition was previously reported on the reporting persons' original Form 4 filed on January 26, 2011, this amount has been revised as a result of the inclusion of the shares listed in line items 1 through 4 above.