Filing Details

Accession Number:
0001209191-15-012320
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-11 21:02:39
Reporting Period:
2015-02-09
Filing Date:
2015-02-11
Accepted Time:
2015-02-11 21:02:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590407 David Faugno C/O Barracuda Networks, Inc.
3175 S. Winchester Blvd.
Campbell CA 95008
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-09 240 $33.54 524,255 No 4 S Direct
Common Stock Disposition 2015-02-09 38 $33.54 63,225 No 4 S Indirect By Trust
Common Stock Disposition 2015-02-09 38 $33.54 63,225 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 105,898 Indirect By Trust
Common Stock 42,666 Indirect By Spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust
  4. The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust
  5. Includes 52,949 shares previously reported as held directly by the Drop Trust 2012 Two Year Annuity Trust for which the Reporting Person served as a trustee, and 52,949 shares previously reported as held directly by the 2012 Rock Trust Two Year Annuity Trust for which the Reporting Person's spouse served as a trustee (the "2-Year Trusts"). All shares in the 2-Year Trusts have been re-registered and are now held directly by The Faugno 2012 Irrevocable Trust in which the Reporting Person and the Reporting Person's spouse serve as trustees.
  6. The shares are held directly by The Faugno 2012 Irrevocable Trust