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Filing Details

Accession Number:: 0001209191-15-012303
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-11 20:25:51
Reporting Period:: 2015-02-09

Filing Date:: 2015-02-11
Accepted Time:: 2015-02-11 20:25:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1412043	Opower Inc.	OPWR	Services-Prepackaged Software (7372)	260542549

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1602094	Daniel Yates	C/O Opower, Inc.. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-02-09	9,693	$12.65	6,454,734	No	4	S	Direct
Common Stock	Disposition	2015-02-09	2,407	$12.65	1,612,593	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-02-10	20,605	$12.86	6,434,129	No	4	S	Direct
Common Stock	Disposition	2015-02-10	5,116	$12.86	1,607,477	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2015-02-11	5,412	$12.81	6,428,717	No	4	S	Direct
Common Stock	Disposition	2015-02-11	1,344	$12.81	1,606,133	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	50,000	Indirect	See Footnote
Common Stock	0	Indirect	See Footnote

Footnotes

This sale was effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on June 12, 2014.
This sale price represents the weighted average sale price of the shares sold ranging from $12.35 to $12.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Includes 5,167 shares acquired by the Reporting Person in December 2014 pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
Shares held by the Yates-Whitman 2013 Annuity Trust #1.
This sale price represents the weighted average sale price of the shares sold ranging from $12.4699 to $13.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
This sale price represents the weighted average sale price of the shares sold ranging from $ 12.75 to $12.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Shares held by Ralph Aaron Yates, Dorit Strauss Yates and Daniel Joseph Yates, Trustees of the Ralph Aaron Yates and Dorit Strauss Yates Declaration of Trust Dated December 19, 1990.
This form and future filings exclude shares held by Ivan Jellinek and Monica Jellinek, and Pierre Poussard and Mary Winston Nicklin, who granted irrevocable proxies to Mr. Yates. Mr. Yates does not have a pecuniary interest in such shares.