Filing Details
- Accession Number:
- 0001209191-15-012278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-11 19:35:10
- Reporting Period:
- 2015-02-09
- Filing Date:
- 2015-02-11
- Accepted Time:
- 2015-02-11 19:35:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1572552 | Asterias Biotherapeutics Inc. | AST | Biological Products, (No Disgnostic Substances) (2836) | 461047971 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1470741 | Pedro Lichtinger | 230 Constitution Drive Menlo Park CA 94025 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2015-02-09 | 128,205 | $3.90 | 528,205 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |