Filing Details
- Accession Number:
- 0001140361-15-005523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-11 16:32:52
- Reporting Period:
- 2014-12-23
- Filing Date:
- 2015-02-11
- Accepted Time:
- 2015-02-11 16:32:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
926617 | Vermillion Inc. | VRML | In Vitro & In Vivo Diagnostic Substances (2835) | 330595156 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1629151 | George Henri Schuler | 28161 North Keith Drive Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-12-23 | 952,838 | $1.44 | 1,787,536 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-12-23 | 952,838 | $1.44 | 1,787,536 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-12-23 | 952,838 | $1.44 | 1,787,536 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-12-23 | 188,888 | $1.44 | 188,888 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-12-23 | 188,888 | $1.44 | 188,888 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Warrant to Acquire Common Stock | Acquisiton | 2014-12-23 | 571,702 | $0.13 | 571,702 | $2.00 |
Common Stock, Par Value $0.001 Per Share | Warrant to Acquire Common Stock | Acquisiton | 2014-12-23 | 571,702 | $0.13 | 571,702 | $2.00 |
Common Stock, Par Value $0.001 Per Share | Warrant to Acquire Common Stock | Acquisiton | 2014-12-23 | 571,702 | $0.13 | 571,702 | $2.00 |
Common Stock, Par Value $0.001 Per Share | Warrant to Acquire Common Stock | Acquisiton | 2014-12-23 | 113,332 | $0.13 | 113,332 | $2.00 |
Common Stock, Par Value $0.001 Per Share | Warrant to Acquire Common Stock | Acquisiton | 2014-12-23 | 113,332 | $0.13 | 113,332 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
571,702 | 2015-06-23 | 2017-12-23 | No | 4 | P | Indirect |
571,702 | 2015-06-23 | 2017-12-23 | No | 4 | P | Indirect |
571,702 | 2015-06-23 | 2017-12-23 | No | 4 | P | Indirect |
113,332 | 2015-06-23 | 2017-12-23 | No | 4 | P | Indirect |
113,332 | 2015-06-23 | 2017-12-23 | No | 4 | P | Indirect |
Footnotes
- These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Tino Hans Schuler Trust. H. George Schuler is the sole trustee of the Tino Hans Schuler Trust.
- These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Tanya Eve Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eve Schuler Trust.
- These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
- These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
- These shares of Common Stock and Warrants to acquire Common Stock are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
- The reporting person disclaims beneficial ownership of the shares of Common Stock and Warrants to acquire Common Stock except to the extent of his pecuniary interest therein.