Filing Details

Accession Number:
0001179110-11-001435
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-28 10:12:59
Reporting Period:
2011-01-26
Filing Date:
2011-01-28
Accepted Time:
2011-01-28 10:12:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314402 Colin Heffron C/O Gfi Group Inc.
55 Water Street
New York NY 10041
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-26 20,000 $5.14 345,873 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to purchase Common Stock $2.97 2014-02-01 42,108 42,108 Direct
Common Stock Options to purchase Common Stock $5.25 2014-02-01 52,632 52,632 Direct
Common Stock Restricted Stock Units $0.00 160,000 160,000 Direct
Common Stock Restricted Stock Units $0.00 13,309 13,309 Direct
Common Stock Restricted Stock Units $0.00 179,556 179,556 Direct
Common Stock Restricted Stock Units $0.00 362,903 362,903 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-01 42,108 42,108 Direct
2014-02-01 52,632 52,632 Direct
160,000 160,000 Direct
13,309 13,309 Direct
179,556 179,556 Direct
362,903 362,903 Direct
Footnotes
  1. Options are currently exercisable.
  2. Options are currently exercisable.
  3. Subject to any election to defer the settlement of vested Restricted Stock units, the Restricted Stock Units settle 1 for 1 upon vesting.
  4. The restricted stock units shall be subject to vesting in five annual installments on each of the anniversaries of date of grant, which was April 30, 2007.
  5. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2008.
  6. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2009.
  7. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
  8. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  9. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.14 to $5.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.