Filing Details
- Accession Number:
- 0000904454-15-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-10 19:02:52
- Reporting Period:
- 2015-02-06
- Filing Date:
- 2015-02-10
- Accepted Time:
- 2015-02-10 19:02:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499807 | K2M Group Holdings Inc. | KTWO | Surgical & Medical Instruments & Apparatus (3841) | 272977810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212985 | J Patrick Welsh | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212986 | L Russell Carson | C/O Welsh, Carson, Anderson And Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212987 | K Bruce Anderson | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212991 | A Robert Minicucci | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212992 | J Anthony Denicola | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1212993 | B Paul Quaelly | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | Yes | No | Yes | No | |
1212996 | Sanjay Swani | C/O Welsh, Carson, Anderson And Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1297673 | Wcas Capital Partners Iv, L.p. | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No | |
1608207 | Christopher Solomon | C/O Welsh, Carson, Anderson &Amp; Stowe 320 Park Avenue, Suite 2500 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-06 | 53,871 | $18.75 | 266,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-09 | 13,031 | $18.75 | 253,469 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- Each Reporting Owner listed below, except for Robert A. Minicucci, also indirectly beneficially owns 17,310,331 shares of Common Stock held by Welsh, Carson, Anderson & Stowe XI, L.P. Such individuals are managing members of the sole general partner of Welsh, Carson, Anderson & Stowe XI, L.P. Such individuals may also be deemed to indirectly beneficially own 58,335 shares of Common Stock held by WCAS XI Co-Investors LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by each such entity, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- Jonathan M. Rather also indirectly beneficially owns 14,173 shares of Common Stock held by WCAS Management Corp, of which he is the sole controlling shareholder. Pursuant to Instruction 4(b)(iv) of Form 4, Mr. Rather has elected to report as indirectly beneficially owned the entire number of securities owned by such entity, however he disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.