Filing Details
- Accession Number:
- 0001209191-11-005420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-28 09:52:54
- Reporting Period:
- 2011-01-26
- Filing Date:
- 2011-01-28
- Accepted Time:
- 2011-01-28 09:52:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059142 | America First Tax Exempt Investors Lp | ATAXZ | Finance Services (6199) | 470810385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243167 | Y Lisa Roskens | 1004 Farnam Street Suite 400 Omaha NE 68102 | Chairman,President,Ceoofgpofgp | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Beneficial Unit Certificates | Acquisiton | 2011-01-26 | 5,000 | $5.46 | 354,710 | No | 4 | P | Indirect | By The Burlington Capital Group, LLC |
| Beneficial Unit Certificates | Acquisiton | 2011-01-27 | 5,000 | $5.50 | 359,710 | No | 4 | P | Indirect | By The Burlington Capital Group, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The Burlington Capital Group, LLC |
| No | 4 | P | Indirect | By The Burlington Capital Group, LLC |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Burlington Capital Group, LLC, the general partner of the general partner of America First Tax Exempt Investors L.P. The reporting person has a beneficial ownership interest in, and is a director of the Burlington Capital Group, LLC and is deemed to have a pecuniary interest in the Beneficial Unit Certificates due to her ownership interest in The Burlington Capital Group, LLC.
Billionaire Hedge Funds
