Filing Details
- Accession Number:
- 0001002225-11-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-27 21:22:38
- Reporting Period:
- 2011-01-25
- Filing Date:
- 2011-01-27
- Accepted Time:
- 2011-01-27 21:22:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290235 | P John Brennan | 600 Townsend Street San Francisco CA 94103 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-25 | 6,948 | $8.78 | 19,742 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-25 | 6,948 | $28.54 | 12,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-25 | 8,052 | $8.78 | 20,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-25 | 8,052 | $28.54 | 12,794 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 15,000 | $8.78 | 27,794 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 15,000 | $29.57 | 12,794 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-01-25 | 8,052 | $28.54 | 8,052 | $8.78 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-25 | 6,948 | $28.54 | 6,948 | $8.78 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 15,000 | $29.57 | 15,000 | $8.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-03-15 | 2014-03-15 | No | 4 | M | Direct |
| 90,000 | 2005-03-15 | 2014-03-15 | No | 4 | M | Direct |
| 75,000 | 2005-03-15 | 2014-03-15 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to 10b5-1 plan dated November 30, 2010
- On January 18, 2011, Advent distributed shares under its 2:1 stock split. Share amounts and prices reflect post-split adjustment.
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