Filing Details

Accession Number:
0001209191-15-011403
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-10 16:47:09
Reporting Period:
2015-02-06
Filing Date:
2015-02-10
Accepted Time:
2015-02-10 16:47:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568592 J Bradley Peterson One Liberty Plaza
New York NY 10006
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2015-02-06 9,008 $49.24 37,044 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2015-02-09 13,981 $48.87 23,063 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. The reported transaction consists of a surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
  2. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2014.
  3. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.72 to $49.06, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. Represents (i) 22,988 shares of unvested restricted stock and (ii) 75 shares purchased under the Employee Stock Purchase Plan.