Home > Insider Trading > Filing (0001209191-15-011403)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1568592	J Bradley Peterson	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2015-02-06	9,008	$49.24	37,044	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-02-09	13,981	$48.87	23,063	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Direct

Footnotes

The reported transaction consists of a surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2014.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.72 to $49.06, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Represents (i) 22,988 shares of unvested restricted stock and (ii) 75 shares purchased under the Employee Stock Purchase Plan.