Filing Details
- Accession Number:
- 0001209191-15-011355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-10 16:18:14
- Reporting Period:
- 2015-02-09
- Filing Date:
- 2015-02-10
- Accepted Time:
- 2015-02-10 16:18:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383414 | Pennantpark Investment Corp | PNNT | () | 208250744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284937 | H Arthur Penn | 590 Madison Avenue 15Th Floor New York NY 10022 | Chairman And Ceo / Investment | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-09 | 12,000 | $9.48 | 393,923 | No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Pennant Park Investment Advisers, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 183,400 | Direct |
Footnotes
- Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.