Filing Details
- Accession Number:
- 0001354488-15-000543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-10 16:08:06
- Reporting Period:
- 2015-02-09
- Filing Date:
- 2015-02-10
- Accepted Time:
- 2015-02-10 16:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-09 | 33,750 | $0.60 | 2,342,441 | No | 5 | S | Direct | |
Common Stock | Disposition | 2015-02-10 | 100,000 | $0.00 | 2,242,441 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct | |
No | 5 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.38 | 2015-01-07 | 2020-01-07 | 370,000 | 370,000 | Direct |
Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 38,096 | 38,096 | Indirect |
Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-07 | 370,000 | 370,000 | Direct |
2017-12-16 | 38,096 | 38,096 | Indirect |
2017-03-22 | 19,048 | 19,048 | Indirect |
2022-06-18 | 348,267 | 348,267 | Direct |
2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person on December 15, 2014 to satisfy Reporting Person's tax liability in connection with the February 9, 2015 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-3(d).
- Reporting Person's holdings include 166,667 shares, 313,750 shares, 486,000 shares and 370,000 shares issued pursuant to restricted stock grants; 40,123 shares issued pursuant to an option exercise; 618,334 and 1,890 transferred from Global Venture Investments, LLC; 27,677 shares remaining from Founders stock grant; 190,000 acquired in private transactions and 28,000 acquired in open market purchases.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
- Common stock shares were transferred pursuant to a charitable gift in a private transaction.