Filing Details
- Accession Number:
- 0001209191-15-011139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-10 10:28:50
- Reporting Period:
- 2015-02-06
- Filing Date:
- 2015-02-10
- Accepted Time:
- 2015-02-10 10:28:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519244 | John China | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Head Of Relationship Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-06 | 1,890 | $48.76 | 7,518 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-06 | 174 | $45.11 | 7,692 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-06 | 64 | $125.09 | 7,628 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-06 | 750 | $125.09 | 6,878 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2015-02-06 | 1,890 | $48.76 | 1,890 | $48.76 |
Common Stock | Stock Option | Disposition | 2015-02-06 | 174 | $45.11 | 174 | $45.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-04-29 | 2015-04-29 | No | 4 | M | Direct |
0 | 2009-07-07 | 2015-07-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,275 | Indirect | By 401(k)/ESOP |
Footnotes
- The 750 shares were sold through separate trades, with the sale prices ranging from $125.09 to $125.091 and at a weighted average sale price of $125.0906.