Filing Details
- Accession Number:
- 0001225208-15-003285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 21:26:33
- Reporting Period:
- 2015-02-05
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 21:26:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205048 | E Keith Wandell | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-05 | 69,545 | $41.33 | 206,892 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-05 | 69,545 | $63.06 | 137,347 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-06 | 5,686 | $64.21 | 143,123 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-02-05 | 69,545 | $0.00 | 69,545 | $41.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2012-02-09 | 2021-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 11,723 | Direct | |
Common Stock | 1,230 | Indirect | By 401(k) |
Common Stock | 500 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 52,185 | 52,185 | Direct | ||
Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 101,963 | 101,963 | Direct |
Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 112,538 | 112,538 | Direct |
Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 97,545 | 97,545 | Direct |
Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 110,032 | 110,032 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
52,185 | 52,185 | Direct | |
2025-02-03 | 101,963 | 101,963 | Direct |
2023-02-04 | 112,538 | 112,538 | Direct |
2024-02-04 | 97,545 | 97,545 | Direct |
2022-02-06 | 110,032 | 110,032 | Direct |
Footnotes
- On 2/6/2015, 11,462 shares of restricted stock vested. 5,686 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 5,776 shares are now reflected as common stock.
- The restricted stock granted 2/6/12 and 2/6/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2015, 11,462 shares of restricted stock vested. 5,686 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 5,776 shares are now reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- All options are currently exercisable.
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.