Filing Details
- Accession Number:
- 0001209191-15-011057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 20:56:17
- Reporting Period:
- 2015-02-06
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 20:56:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562195 | Carl Lamm | 4698 Willow Road Suite 100 Pleasanton CA 94588 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-06 | 284 | $1.43 | 23,200 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-06 | 1,599 | $10.20 | 24,799 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-06 | 1,250 | $4.30 | 26,049 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-06 | 731 | $11.30 | 26,780 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-06 | 6,205 | $35.00 | 20,575 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-02-06 | 284 | $0.00 | 284 | $1.43 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-02-06 | 1,599 | $0.00 | 1,599 | $10.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-02-06 | 1,250 | $0.00 | 1,250 | $4.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-02-06 | 731 | $0.00 | 731 | $11.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-11-29 | No | 4 | M | Direct | |
| 3,200 | 2021-07-26 | No | 4 | M | Direct | |
| 13,750 | 2022-11-14 | No | 4 | M | Direct | |
| 4,750 | 2022-02-16 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2014.
- 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
- 25% of the granted 25,862 shares underlying this option became exercisable on 7/27/2012. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
- 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
- One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.
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