Filing Details
- Accession Number:
- 0000100885-15-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 17:58:16
- Reporting Period:
- 2015-02-05
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 17:58:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419108 | P Jeffrey Totusek | 1400 Douglas Street Omaha NE 68179 | Vp Controller & Cao Upc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-05 | 1,140 | $0.00 | 104,184 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2015-02-05 | 4,560 | $0.00 | 108,744 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-05 | 7,415 | $0.00 | 101,329 | No | 4 | J | Direct | |
Common Stock | Disposition | 2015-02-05 | 265 | $122.85 | 101,064 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-05 | 2,536 | $122.25 | 98,528 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-05 | 7,415 | $122.85 | 9,436 | No | 4 | J | Indirect | By Deferral Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | By Deferral Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2015-02-05 | 12,561 | $0.00 | 12,561 | $122.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,561 | 2016-02-05 | 2025-02-05 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55,472 | Indirect | By Family LLC |
Common Stock | 200 | Indirect | by Son |
Footnotes
- Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.
- Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2014.
- The reporting person disclaims beneficial ownership of these securities.
- This option becomes exercisable in three equal installments starting one year from the grant date.