Filing Details
- Accession Number:
- 0001209191-15-010878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 17:03:23
- Reporting Period:
- 2015-02-06
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 17:03:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569409 | Kelly Donnell O | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Evp Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-06 | 2,272 | $21.72 | 13,233 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-06 | 1,250 | $39.16 | 11,983 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-06 | 3,522 | $40.04 | 8,461 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-06 | 2,272 | $0.00 | 2,272 | $21.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,667 | 2021-11-18 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2014.
- The option award vests as to 1817 shares on 11/18/2012, and the remaining shares vest monthly thereafter from 12/18/2013 to 11/18/2015.