Filing Details
- Accession Number:
- 0001181431-15-002168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 16:59:23
- Reporting Period:
- 2015-02-05
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 16:59:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434793 | A Steven Reeves | 10603 W. Sam Houston Pkwy. N Ste. 300 Houston TX 77064 | Exec. Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-05 | 19,840 | $17.10 | 281,276 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-06 | 4,484 | $17.22 | 276,792 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,087 | Indirect | Flotek 401K |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | $9.19 | 2012-04-08 | 2017-04-07 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-04-07 | 200,000 | 200,000 | Direct |
Footnotes
- Disposition of 19,840 shares directly owned in open market sales at an average price of $17.1011.
- Disposition of 4,484 shares at $17.22/share for tax obligation relative to previously granted award vesting on 02/05/2015.