Filing Details
- Accession Number:
- 0001104659-15-007679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 11:17:47
- Reporting Period:
- 2015-02-09
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 11:17:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561660 | Pattern Energy Group Inc. | PEGI | Electric Services (4911) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465880 | Pattern Energy Group Holdings Lp | Pier 1, Bay 3 San Francisco CA 94111 | No | No | Yes | No | |
1587427 | Riverstone/Carlyle Renewable Energy Grant Gp, L.l.c. | 712 Fifth Avenue 36Th Floor New York NY 10019 | No | No | Yes | No | |
1587428 | R/C Renewable Energy Gp Ii, L.l.c. | 712 Fifth Avenue 36Th Floor New York NY 10019 | No | No | Yes | No | |
1587430 | R/C Wind Ii Lp | 712 Fifth Avenue 36Th Floor New York NY 10019 | No | No | Yes | No | |
1587454 | Pattern Energy Gp, Llc | Pier 1, Bay 3 San Francisco CA 94111 | No | No | Yes | No | |
1587479 | Pattern Energy Group Lp | Pier 1, Bay 3 San Francisco CA 94111 | No | No | Yes | No | |
1587507 | Pattern Energy Group Holdings Gp Llc | 712 Fifth Ave. 36Th Floor New York NY 10019 | No | No | Yes | No | |
1587509 | Pattern Renewables Gp Llc | Pier 1, Bay 3 San Francisco CA 94111 | No | No | Yes | No | |
1587510 | Pattern Renewables Lp | Pier 1, Bay 3 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-02-09 | 5,000,000 | $29.25 | 11,108,546 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 5,854,000 | Indirect | See Footnotes |
Footnotes
- Held of record by Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of Pattern Renewables GP LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
- R/C Renewable Energy GP II, LLC is managed by an eight-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Ralph C. Alexander, Lord John Browne of Madingley, Michael B. Hoffman, Stephen J. Schaefer, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership.
- Held of record by Pattern Development Finance Company LLC. Pattern Energy Group LP is the sole member of Pattern Development Finance Company LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.