Filing Details
- Accession Number:
- 0001209191-15-010626
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-02-09 10:49:55
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-02-09
- Accepted Time:
- 2015-02-09 10:49:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071625 | Dover Saddlery Inc | DOVR | Retail-Miscellaneous Shopping Goods Stores (5940) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344345 | F Gregory Mulligan | 525 Great Rd Littleton MA 01460 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-26 | 12,840 | $1.94 | 12,840 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2014-03-26 | 12,840 | $1.94 | 12,840 | $1.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,940 | 2014-03-30 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | $7.50 | 2016-10-25 | 3,500 | 23,940 | Direct | |
Common Stock | Non-Qualified Stock Option | $4.50 | 2017-11-13 | 3,500 | 23,940 | Direct | |
Common Stock | Non-Qualified Stock Option | $1.24 | 2018-11-20 | 2,940 | 23,940 | Direct | |
Common Stock | Non-Qualified Stock Option | $3.10 | 2020-11-16 | 3,500 | 23,940 | Direct | |
Common Stock | Non-Qualified Stock Option | $3.32 | 2021-11-27 | 3,500 | 23,940 | Direct | |
Common Stock | Non-Qualified Stock Option | $3.59 | 2022-11-15 | 3,500 | 23,940 | Direct | |
Common Stock | Non-Qualified Stock Option | $4.90 | 2023-11-19 | 3,500 | 23,940 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-10-25 | 3,500 | 23,940 | Direct |
2017-11-13 | 3,500 | 23,940 | Direct |
2018-11-20 | 2,940 | 23,940 | Direct |
2020-11-16 | 3,500 | 23,940 | Direct |
2021-11-27 | 3,500 | 23,940 | Direct |
2022-11-15 | 3,500 | 23,940 | Direct |
2023-11-19 | 3,500 | 23,940 | Direct |
Footnotes
- This transaction has been previously reported on a Form 4 in a timely manner.
- As of 12/31/2014.
- Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2006.
- Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
- Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
- Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2010.
- Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
- Granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2012.
- Granted on 11/20/2013 and vest on anniversary date of grant at rate 20 % per year for five years.
- As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2013.
- Immediately