Filing Details
- Accession Number:
- 0001179110-15-002097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-06 20:33:01
- Reporting Period:
- 2015-02-04
- Filing Date:
- 2015-02-06
- Accepted Time:
- 2015-02-06 20:33:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
39677 | Av Homes Inc. | AVHI | Operative Builders (1531) | 231739078 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231239 | A Roger Cregg | 8601 N. Scottsdale Rd. Suite 225 Scottsdale AZ 85253 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-04 | 5,983 | $15.63 | 225,066 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-02-04 | 100 | $16.21 | 225,166 | No | 4 | P | Direct | |
Common Stock | Disposition | 2015-02-04 | 196 | $0.00 | 224,970 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2015-02-05 | 1,600 | $15.45 | 226,570 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-02-06 | 2,317 | $15.07 | 228,887 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | D | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- This disposition represents shares cancelled by the Issuer in connection with the December 3, 2012 grant of restricted shares to the Reporting Person. On February 4, 2015 certain of those units vested based on the achievement of certain performance goals. The shares which were eligible to vest, but did not west, were forfeited.
- Reflects the weighted average price of 5,983 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 4, 2015 with purchase prices ranging from $15.18 to $16.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average price of 1,600 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 5, 2015 with purchase prices ranging from $15.35 to $15.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average price of 2,317 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 4, 2015 with purchase prices ranging from $14.82 to $15.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.