Filing Details

Accession Number:
0001179110-15-002097
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-06 20:33:01
Reporting Period:
2015-02-04
Filing Date:
2015-02-06
Accepted Time:
2015-02-06 20:33:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39677 Av Homes Inc. AVHI Operative Builders (1531) 231739078
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231239 A Roger Cregg 8601 N. Scottsdale Rd.
Suite 225
Scottsdale AZ 85253
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-04 5,983 $15.63 225,066 No 4 P Direct
Common Stock Acquisiton 2015-02-04 100 $16.21 225,166 No 4 P Direct
Common Stock Disposition 2015-02-04 196 $0.00 224,970 No 4 D Direct
Common Stock Acquisiton 2015-02-05 1,600 $15.45 226,570 No 4 P Direct
Common Stock Acquisiton 2015-02-06 2,317 $15.07 228,887 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 D Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
  2. This disposition represents shares cancelled by the Issuer in connection with the December 3, 2012 grant of restricted shares to the Reporting Person. On February 4, 2015 certain of those units vested based on the achievement of certain performance goals. The shares which were eligible to vest, but did not west, were forfeited.
  3. Reflects the weighted average price of 5,983 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 4, 2015 with purchase prices ranging from $15.18 to $16.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. Reflects the weighted average price of 1,600 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 5, 2015 with purchase prices ranging from $15.35 to $15.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. Reflects the weighted average price of 2,317 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 4, 2015 with purchase prices ranging from $14.82 to $15.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.