Filing Details
- Accession Number:
- 0001179110-15-002082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-06 19:16:08
- Reporting Period:
- 2015-02-05
- Filing Date:
- 2015-02-06
- Accepted Time:
- 2015-02-06 19:16:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1589951 | J. Gregory Cannon | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Vice President, Finance And Ir | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-05 | 65,000 | $1.19 | 127,709 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-05 | 65,000 | $5.00 | 62,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-05 | 14,548 | $5.00 | 48,161 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2015-02-05 | 65,000 | $0.00 | 65,000 | $1.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-11 | No | 4 | M | Direct |
Footnotes
- Each of (a) the stock option exercises and the sales of the underlying option shares and (b) the sale of shares held by Mr. Cannon were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Cannon entered into on March 7, 2014.
- The option vested and became exercisable with respect to 25% of the shares on April 13, 2011 and the remaining shares vested and became exercisable in equal monthly installments over the following three years, such that the option fully vested on April 13, 2014.