Filing Details
- Accession Number:
- 0001209191-11-005302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-27 17:11:24
- Reporting Period:
- 2011-01-25
- Filing Date:
- 2011-01-27
- Accepted Time:
- 2011-01-27 17:11:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245952 | J Diane Bessette | 700 Nw 107Th Avenue Suite 400 Miami FL 33172 | Vice President/Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-01-25 | 14,000 | $18.32 | 192,091 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-01-25 | 14,000 | $20.00 | 178,091 | No | 4 | S | Direct | |
Class B Common Stock | Acquisiton | 2011-01-25 | 1,400 | $0.00 | 1,409 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2011-01-25 | 700 | $16.37 | 709 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2011-01-25 | 700 | $16.33 | 9 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-25 | 14,000 | $0.00 | 14,000 | $18.32 |
Class B Common Stock | Stock Option (Right to Acquire) | Disposition | 2011-01-25 | 1,400 | $0.00 | 1,400 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,400 | Indirect | By spouse UTMA FL custodian for minor child |
Class A Common Stock | 2,400 | Indirect | By reporting person as UTMA FL for minor child |
Class B Common Stock | 3,375 | Indirect | By spouse UTMA FL custodian for minor child |
Class B Common Stock | 3,375 | Indirect | By reporting person as UTMA FL for minor child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | $26.32 | 2006-01-25 | 2012-01-25 | 14,000 | 14,000 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $62.68 | 2007-01-05 | 2011-01-05 | 30,000 | 30,000 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $13.54 | 2009-07-23 | 2013-07-23 | 40,000 | 40,000 | Direct |
Class B Common Stock | Stock Option (Right to Acquire) | $0.00 | 2006-01-25 | 2012-01-25 | 1,400 | 1,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-25 | 14,000 | 14,000 | Direct |
2011-01-05 | 30,000 | 30,000 | Direct |
2013-07-23 | 40,000 | 40,000 | Direct |
2012-01-25 | 1,400 | 1,400 | Direct |
Footnotes
- Shares are held of record by the Reporting Person's spouse as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act (FL). The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The Class B Common Stock was issued as a result of anti-dilution provisions with regard to certain exercises of options that relate to Class A Common Stock.
- These stock options become exercisable in installments of 25% on each of the first four anniversaries of the grant date.
- The Class B Common Stock was issued as a result of anti-dilution provisions with regard to certain exercises of options that relate to Class A Common Stock.
- Represents shares of Class B Common Stock to be issued upon the exercise of certain options to purchase Class A Common Stock.