Filing Details
- Accession Number:
- 0001209191-15-010331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-06 16:16:05
- Reporting Period:
- 2015-02-04
- Filing Date:
- 2015-02-06
- Accepted Time:
- 2015-02-06 16:16:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417973 | J Keith Sullivan | C/O 4698 Willow Road Suite 100 Pleasanton CA 94588 | Svp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-04 | 10,000 | $0.00 | 119,739 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2015-02-04 | 478 | $33.25 | 119,261 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-02-04 | 2,998 | $33.25 | 116,263 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-02-05 | 1,258 | $34.00 | 115,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | By Keith J Sullivan (IRA) FCC as custodian |
Footnotes
- Represents the number of shares vested subject to the Performance Stock Units ("PSUs) previously reported on Form 4 filed on February 25, 2014. 10,000 shares subject to the PSUs vested in connection with meeting of certain performance milestones by the Reporting Person. No other shares from the PSUs vested.
- Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs for 65,000 shares vest as follows: 25% of the total number of shares subject to the RSUs vested on October 4, 2013 and the remainder vests in 36 equal monthly installments.
- Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the PSUs referenced in footnote 1.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
Billionaire Hedge Funds
