Filing Details

Accession Number:
0001104659-15-007383
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-06 14:28:28
Reporting Period:
2015-02-04
Filing Date:
2015-02-06
Accepted Time:
2015-02-06 14:28:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135906 Epirus Biopharmaceuticals Inc. EPRS Pharmaceutical Preparations (2834) 043514457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219014 M Scott Rocklage C/O Epirus Biopharmaceuticals, Inc.
699 Boylston Street, 8Th Floor
Boston MA 02116
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-04 10,050 $5.00 65,699 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2015-02-04 389,950 $5.00 2,549,211 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. Shares directly beneficially owned by 5AM Co-Investors III, L.P.
  2. 5AM Partners III, LLC is the general partner of 5AM Ventures III, L.P. and 5AM Co-Investors III, L.P. Dr. John Diekman, Andrew Schwab and Dr. Scott Rocklage are the managing members of 5AM Partners III, LLC. 5AM Partners III, LLC may be deemed to have sole voting and investment power over the shares beneficially owned by 5AM Ventures III, L.P. and 5AM Co-Investors III, L.P. Dr. Diekman, Mr. Schwab and Dr. Rocklage may be deemed to have shared voting and investment power over the shares beneficially owned by 5AM Ventures III, L.P. and 5AM Co-Investors III, L.P. Each of 5AM Partners III, LLC, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares, except to the extent of its or their pecuniary interest therein.
  3. Shares directly beneficially owned by 5AM Ventures III, L.P.