Filing Details

Accession Number:
0001209191-15-010006
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-05 19:12:11
Reporting Period:
2015-02-04
Filing Date:
2015-02-05
Accepted Time:
2015-02-05 19:12:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539519 A John Mccarthy Kcg Holdings, Inc.
545 Washington Blvd.
Jersey City NJ 07310
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Units Acquisiton 2015-02-04 40,809 $0.00 121,292 No 4 A Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2015-02-04 80,000 $12.41 20,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted units vest approximately 33.3% on each of February 4, 2016, February 4, 2017 and February 4, 2018.
  2. Represents the sale of 80,000 shares in multiple transactions at prices ranging from $12.18 to $12.49 per share, resulting in a weighted average sale price per share of $12.41. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.