Filing Details
- Accession Number:
- 0001209191-15-010006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-05 19:12:11
- Reporting Period:
- 2015-02-04
- Filing Date:
- 2015-02-05
- Accepted Time:
- 2015-02-05 19:12:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539519 | A John Mccarthy | Kcg Holdings, Inc. 545 Washington Blvd. Jersey City NJ 07310 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Units | Acquisiton | 2015-02-04 | 40,809 | $0.00 | 121,292 | No | 4 | A | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-02-04 | 80,000 | $12.41 | 20,779 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted units vest approximately 33.3% on each of February 4, 2016, February 4, 2017 and February 4, 2018.
- Represents the sale of 80,000 shares in multiple transactions at prices ranging from $12.18 to $12.49 per share, resulting in a weighted average sale price per share of $12.41. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.