Filing Details
- Accession Number:
- 0001140361-15-004401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-05 18:26:04
- Reporting Period:
- 2015-02-03
- Filing Date:
- 2015-02-05
- Accepted Time:
- 2015-02-05 18:26:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881790 | Hf Financial Corp | HFFC | Savings Institution, Federally Chartered (6035) | 460418532 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204244 | W John Palmer | 47 E. Chicago Avenue, Suite 328 Naperville IL 60540 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-03 | 8,480 | $14.40 | 51,327 | No | 4 | P | Indirect | By Goodbody/PL Capital, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Goodbody/PL Capital, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,274 | Direct | |
Common Stock | 255,316 | Indirect | By Financial Edge Fund, LP |
Common Stock | 93,588 | Indirect | By Financial Edge Strategic Fund, LP |
Common Stock | 169,344 | Indirect | By PL Capital/Focused Fund, LP |
Common Stock | 4,000 | Indirect | By Albernet OU |
Footnotes
- The PL Capital Defined Benefit Pension Plan dissolved effective as of December 31, 2014. The reporting person's pecuniary interest of 5,828 shares were transferred to the reporting person (the transfer was exempt from reporting pursuant to Rule 16a-13 promulgated under the Securities Exchange Act of 1934).
- Financial Edge Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Financial Edge-Strategic Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- Goodbody/PL Capital, LP is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
- PL Capital/Focused Fund, LP is a Delaware limited partnership. PL Capital, LLP is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Albernet OU is an Estonia company. PL Capital, LLC is a Delaware limited liability company and an investment advisor to Albernet OU. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.