Filing Details
- Accession Number:
- 0001209191-15-009943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-05 18:13:04
- Reporting Period:
- 2015-02-03
- Filing Date:
- 2015-02-05
- Accepted Time:
- 2015-02-05 18:13:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601523 | Jeremy Kirsch | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-03 | 6,055 | $0.05 | 114,387 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-03 | 8,170 | $12.02 | 106,217 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-04 | 6,445 | $0.05 | 112,662 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-04 | 8,497 | $12.01 | 104,165 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-02-03 | 6,055 | $0.00 | 6,055 | $0.05 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-02-04 | 6,445 | $0.00 | 6,445 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
690,945 | 2018-07-26 | No | 4 | M | Direct | |
684,500 | 2018-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,500 | Indirect | See Footnote |
Common Stock | 62,500 | Indirect | See Footnote |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2014.
- This sale price represents the weighted average sale price of the shares sold ranging from $12.00 to $12.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This sale price represents the weighted average sale price of the shares sold ranging from $12.00 to $12.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust.
- Shares held by The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust.
- The option is fully vested and exercisable. 12.5% of the shares vested January 14, 2009, 21.875% of the shares vested on July 14, 2009, and the remaining shares vested in equal monthly installments over the following three years.