Filing Details

Accession Number:
0001209191-15-009832
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-05 16:35:57
Reporting Period:
2015-02-03
Filing Date:
2015-02-05
Accepted Time:
2015-02-05 16:35:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527166 Carlyle Group L.p. CG Investment Advice (6282) 452832612
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304481 J Michael Cavanagh 1001 Pennsylvania Avenue, Nw
Washington DC 20004
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2015-02-03 75,147 $26.55 995,291 No 4 S Direct
Common Units Disposition 2015-02-03 77,410 $26.98 917,881 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.
  2. The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $26.23 to $26.8328, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $26.84 to $27.26, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote.