Filing Details
- Accession Number:
- 0001209191-15-009819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-05 16:31:36
- Reporting Period:
- 2015-02-03
- Filing Date:
- 2015-02-05
- Accepted Time:
- 2015-02-05 16:31:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298722 | Colin Harris | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp, Coo And Gm Of Cbu | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-02-03 | 67,885 | $9.07 | 219,448 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 62,500 | $7.83 | 281,948 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 62,500 | $7.87 | 344,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 50,000 | $6.37 | 394,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 50,000 | $7.54 | 444,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 80,000 | $4.79 | 524,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-03 | 305,000 | $8.98 | 219,448 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-03 | 5,103 | $0.00 | 5,103 | No | 4 | M | Indirect | By Wife |
| Common Stock | Disposition | 2015-02-03 | 5,103 | $8.95 | 0 | No | 4 | S | Indirect | By Wife |
| Common Stock | Acquisiton | 2015-02-03 | 5,103 | $0.00 | 5,103 | No | 4 | M | Indirect | By Trust for Son |
| Common Stock | Disposition | 2015-02-03 | 5,103 | $8.95 | 0 | No | 4 | S | Indirect | By Trust for Son |
| Common Stock | Acquisiton | 2015-02-03 | 5,103 | $0.00 | 5,103 | No | 4 | M | Indirect | By Trust for Son |
| Common Stock | Disposition | 2015-02-03 | 5,103 | $8.95 | 0 | No | 4 | S | Indirect | By Trust for Son |
| Common Stock | Acquisiton | 2015-02-03 | 5,103 | $0.00 | 5,103 | No | 4 | M | Indirect | By Trust for Son |
| Common Stock | Disposition | 2015-02-03 | 5,103 | $8.95 | 0 | No | 4 | S | Indirect | By Trust for Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Wife |
| No | 4 | S | Indirect | By Wife |
| No | 4 | M | Indirect | By Trust for Son |
| No | 4 | S | Indirect | By Trust for Son |
| No | 4 | M | Indirect | By Trust for Son |
| No | 4 | S | Indirect | By Trust for Son |
| No | 4 | M | Indirect | By Trust for Son |
| No | 4 | S | Indirect | By Trust for Son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2015-02-03 | 62,500 | $0.00 | 62,500 | $7.83 |
| Common Stock | Common Stock | Disposition | 2015-02-03 | 62,500 | $0.00 | 62,500 | $7.87 |
| Common Stock | Common Stock | Disposition | 2015-02-03 | 50,000 | $0.00 | 50,000 | $6.37 |
| Common Stock | Common Stock | Disposition | 2015-02-03 | 50,000 | $0.00 | 50,000 | $7.54 |
| Common Stock | Common Stock | Disposition | 2015-02-03 | 80,000 | $0.00 | 80,000 | $4.79 |
| Common Stock | 1-B Special Shares | Disposition | 2015-02-03 | 2,336 | $0.00 | 5,103 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2015-02-03 | 2,336 | $0.00 | 5,103 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2015-02-03 | 2,336 | $0.00 | 5,103 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2015-02-03 | 2,336 | $0.00 | 5,103 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-10-18 | No | 4 | M | Direct | |
| 0 | 2015-04-18 | No | 4 | M | Direct | |
| 0 | 2016-09-07 | No | 4 | M | Direct | |
| 0 | 2016-12-07 | No | 4 | M | Direct | |
| 0 | 2018-03-04 | No | 4 | M | Direct | |
| 0 | 1994-07-01 | No | 4 | M | Indirect | |
| 0 | 1994-07-01 | No | 4 | M | Indirect | |
| 0 | 1994-07-01 | No | 4 | M | Indirect | |
| 0 | 1994-07-01 | No | 4 | M | Indirect |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $9.00 to $9.155 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $8.91 to $9.135 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Conversion of one PMC Ltd. 1-B Special Share for each 2.18448 shares of PMC Common Stock.
- Fully vested.
- Presented before conversion of 1-B Special Shares to PMC Common Stock.
- No expiration.
- Presented as if the Special Shares had been converted to PMC Common Stock.
- In 1994, reporting person, his wife and three sons exchanged 75,000 shares of PMC Ltd. Common Stock for 75,000 PMC Ltd. 1-B Special Shares. Each 1-B Special Shares now converts to 2.18448 shares.
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