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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1506928	Avinger Inc	AVGR	Surgical & Medical Instruments & Apparatus (3841)	208873453

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1142630	James Cullen	C/O Avinger, Inc., 400 Chesapeake Drive Redwood City CA 94063		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-02-04	13,101	$0.00	13,101	No	4	C	Indirect	By 2000 James Cullen Generation Skipping Family Trust
Common Stock	Acquisiton	2015-02-04	73,762	$0.00	73,762	No	4	C	Indirect	Gilbert Investments, LLC.
Common Stock	Acquisiton	2015-02-04	2,380	$12.60	76,142	No	4	X	Indirect	Gilbert Investments, LLC.
Common Stock	Disposition	2015-02-04	2,307	$13.00	73,835	No	4	S	Indirect	Gilbert Investments, LLC.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By 2000 James Cullen Generation Skipping Family Trust
No	4	C	Indirect	Gilbert Investments, LLC.
No	4	X	Indirect	Gilbert Investments, LLC.
No	4	S	Indirect	Gilbert Investments, LLC.

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Convertible Preferred Stock	Disposition	2015-02-04	24,968	$0.00	38,244	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2015-02-04	8,103	$0.00	13,101	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2015-02-04	19,646	$0.00	19,646	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2015-02-04	15,872	$0.00	15,872	$0.00
Common Stock	Warrant (Right to Buy)	Disposition	2015-02-04	2,380	$0.00	2,380	$12.60

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
		No	4	C	Indirect
		No	4	C	Indirect
		No	4	C	Indirect
		No	4	C	Indirect
2013-10-29	2018-10-29	No	4	X	Indirect

Footnotes

The Series C Convertible Preferred Stock converted into Common Stock on a 1.5317380420 for 1 basis and had no expiration date.
Mr. Cullen has sole voting and dispositive power with respect to shares held by Gilbert Investments, LLC. Mr. Cullen disclaims beneficial ownership in Gilbert Investments, LLC except to the extent of his pecuniary interest therein.
The Series D Convertible Preferred Stock converted into Common Stock on a 1.6168809050 for 1 basis and had no expiration date.
Mr. Cullen has sole voting and dispositive power with respect to shares held by 2000 James Cullen Generation Skipping Family Trust. Mr. Cullen does not have a pecuniary interest in the 2000 James Cullen Generation Skipping Family Trust.
The Series E Convertible Preferred Stock converted into Common Stock on a 1 for 1 basis and had no expiration date.
On February 4, 2015, the reporting person exercised a warrant to purchase 2,380 share of Avinger, Inc. Common Stock for $12.60 per share. The reporting person paid the exercise price on a cashless basis, resulting in Avinger, Inc.'s withholding of 2,307 of the warrant shares to pay the price and issuing to the reporting person the remaining 73 shares. Avinger, Inc. also paid $2.90 to the reporting person in lieu of a fractional share.