Filing Details
- Accession Number:
- 0001104659-15-006711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-04 17:14:57
- Reporting Period:
- 2015-02-04
- Filing Date:
- 2015-02-04
- Accepted Time:
- 2015-02-04 17:14:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506928 | Avinger Inc | AVGR | Surgical & Medical Instruments & Apparatus (3841) | 208873453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1627146 | Himanshu Patel | C/O Avinger, Inc., 400 Chesapeake Drive Redwood City CA 94063 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-04 | 26,173 | $0.00 | 95,205 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-02-04 | 1,785 | $12.60 | 96,990 | No | 4 | X | Direct | |
Common Stock | Disposition | 2015-02-04 | 1,731 | $13.00 | 95,259 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Convertible Preferred Stock | Disposition | 2015-02-04 | 14,270 | $0.00 | 14,270 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2015-02-04 | 11,903 | $0.00 | 11,903 | $0.00 |
Common Stock | Common Warrant (Right to Buy) | Disposition | 2015-02-04 | 1,785 | $0.00 | 1,785 | $12.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | 2014-05-13 | 2019-05-13 | No | 4 | X | Direct |
Footnotes
- The Series E Convertible Preferred Stock converted into Common Stock on a 1 for 1 basis and had no expiration date.
- On February 4, 2015, the reporting person exercised a warrant to purchase 1,785 share of Avinger, Inc. Common Stock for $12.60 per share. The reporting person paid the exercise price on a cashless basis, resulting in Avinger, Inc.'s withholding of 1,731 of the warrant shares to pay the price and issuing to the reporting person the remaining 54 shares. Avinger, Inc. also paid $11.62 to the reporting person in lieu of a fractional share.