Filing Details

Accession Number:
0001209191-15-009491
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-04 17:08:38
Reporting Period:
2015-02-02
Filing Date:
2015-02-04
Accepted Time:
2015-02-04 17:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604097 Michael Burkland C/O Five9, Inc., Bishop Ranch 8,
4000 Executive Parkway, Suite 400
San Ramon CA 94583
Ceo, President And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-02 13,000 $0.12 1,086,500 No 4 M Direct
Common Stock Disposition 2015-02-02 13,000 $0.00 1,073,500 No 5 G Direct
Common Stock Acquisiton 2015-02-02 13,000 $0.00 13,000 No 5 G Indirect By The Burkland Family Revocable Trust
Common Stock Disposition 2015-02-02 13,000 $3.80 0 No 4 S Indirect By The Burkland Family Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 5 G Direct
No 5 G Indirect By The Burkland Family Revocable Trust
No 4 S Indirect By The Burkland Family Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-02-02 13,000 $0.00 13,000 $0.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
769,496 2018-05-20 No 4 M Direct
Footnotes
  1. The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's children.
  2. These securities are held in a trust for the benefit of the reporting person's children, who share the reporting person's household. The reporting person and his spouse are co-trustees of the trust.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.72 to $3.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to theremaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.