Filing Details
- Accession Number:
- 0001209191-15-009387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-04 16:10:57
- Reporting Period:
- 2015-02-02
- Filing Date:
- 2015-02-04
- Accepted Time:
- 2015-02-04 16:10:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546777 | L Russell Gordon | 2628 Pearl Road P.o. Box 777 Medina OH 44258 | Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2015-02-02 | 5,000 | $17.65 | 93,519 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2015-02-02 | 1,868 | $47.25 | 91,651 | No | 4 | D | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2015-02-02 | 1,020 | $47.25 | 90,631 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2015-02-03 | 2,112 | $47.70 | 88,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-02-02 | 5,000 | $0.00 | 5,000 | $17.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,000 | 2015-10-05 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 19,576 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 38,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 15,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- The Stock Appreciation Rights vested in four equal installments on October 5, 2006, 2007, 2008 and 2009.
- Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2014 and expire 10 years from the date of grant.
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