Filing Details
- Accession Number:
- 0001225208-15-002910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-03 20:00:40
- Reporting Period:
- 2015-01-31
- Filing Date:
- 2015-02-03
- Accepted Time:
- 2015-02-03 20:00:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603618 | Sri Viswanath | C/O Groupon, Inc. 600 West Chicago Avenue, Suite 620 Chicago IL 60654 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-01-31 | 62,500 | $7.16 | 166,298 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-01-31 | 24,125 | $7.16 | 142,173 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-02-02 | 19,188 | $7.19 | 122,985 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-02-03 | 19,187 | $7.30 | 103,798 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2015-01-31 | 62,500 | $0.00 | 62,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
562,500 | 2013-07-13 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-03-01 | 212,000 | 212,000 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2014-12-31 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
212,000 | 212,000 | Direct | |
150,000 | 150,000 | Direct |
Footnotes
- Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 2, 2015. The price per share for such transactions ranged from $7.06 to $7.29. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 3, 2015. The price per share for such transactions ranged from $7.18 to $7.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- 62,500 of the restricted stock units reported on this line vested on July 13, 2013, and the remaining restricted stock units vest quarterly in 15 equal installments, beginning on October 31, 2013, subject to Mr. Viswanath's continued employment with the Company through each vesting date.
- 18,750 of the restricted stock units reported on this line will vest on March 1, 2015, 80,750 of the restricted stock units will vest on June 1, 2015, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following six quarters beginning on September 1, 2015, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.
- 120,000 of the restricted stock units reported on this line vested on December 31, 2014, 17,500 of the restricted stock units will vest quarterly beginning on March 31, 2015, during calendar year 2015, 7,500 of the restricted stock units will vest quarterly beginning on March 31, 2016, during calendar year 2016, and 12,500 of the restricted stock units will vest quarterly beginning on March 31, 2017, during calendar year 2017, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.