Filing Details
- Accession Number:
- 0001289419-11-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-27 15:05:31
- Reporting Period:
- 2011-01-26
- Filing Date:
- 2011-01-27
- Accepted Time:
- 2011-01-27 15:05:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324003 | Tao Huang | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-26 | 1,000 | $18.99 | 477,596 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-26 | 1,000 | $53.42 | 476,096 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 1,000 | $19.00 | 477,596 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 1,000 | $53.90 | 476,096 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-26 | 1,000 | $0.00 | 1,000 | $18.99 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-27 | 1,000 | $0.00 | 1,000 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,510 | 2014-12-01 | No | 4 | M | Direct | |
| 7,510 | 2014-12-01 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2010.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On January 26, 2011, the exercise price was $18.9931.
- The options became exercisable in 4 equal installments on May 1, 2005, 2006, 2007, and 2008.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On January 27, 2011, the exercise price was $18.9953.
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