Filing Details
- Accession Number:
- 0001209191-15-008870
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-03 16:48:58
- Reporting Period:
- 2015-02-01
- Filing Date:
- 2015-02-03
- Accepted Time:
- 2015-02-03 16:48:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142596 | Nuvasive Inc | NUVA | Surgical & Medical Instruments & Apparatus (3841) | 330768598 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289409 | Patrick Miles | 7475 Lusk Blvd. San Diego CA 92121 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-01 | 48,115 | $0.00 | 97,088 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-01 | 25,106 | $46.32 | 71,982 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-01 | 12,021 | $0.00 | 84,003 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-01 | 6,272 | $46.32 | 77,731 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-01 | 9,165 | $0.00 | 86,896 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-01 | 4,782 | $46.32 | 82,114 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-01 | 5,304 | $0.00 | 87,418 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-01 | 2,767 | $46.32 | 84,651 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-02 | 9,491 | $26.62 | 94,142 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-02 | 7,582 | $45.93 | 86,560 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-02 | 22,396 | $27.46 | 108,956 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-02 | 18,088 | $45.93 | 90,868 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-02 | 64,246 | $32.80 | 155,114 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-02 | 55,463 | $45.93 | 99,651 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-03 | 15,000 | $45.53 | 84,651 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-02 | 9,491 | $0.00 | 9,491 | $26.62 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-02 | 22,396 | $0.00 | 22,396 | $27.46 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-02 | 64,246 | $0.00 | 64,246 | $32.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-01-03 | No | 4 | M | Direct | |
0 | 2021-01-28 | No | 4 | M | Direct | |
0 | 2020-01-04 | No | 4 | M | Direct |
Footnotes
- Settlement of the remaining one-half of the Performance Restricted Stock Units (PRSUs) granted on March 1, 2013. The performance criteria for such PRSUs was confirmed by the Issuer's Compensation Committee on January 24, 2014.
- Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of PRSUs dated March 1, 2013.
- Settlement of vested shares under Restricted Stock Unit grant dated February 13, 2012.
- Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 13, 2012.
- Settlement of vested shares under Restricted Stock Unit grant dated February 26, 2013.
- Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 26, 2013.
- Settlement of vested shares under Restricted Stock Unit grant dated February 19, 2014.
- Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 19, 2014.
- Payment of exercise price and tax liability by Issuer's withholding of shares incident to the respective option exercise.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 7, 2014, which is intended to comply with Rule 10b5-1.
- Weighted average from 54 transactions with prices ranging from $45.2100 to $45.9750. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 91,248 shares, became exercisable as follows: 25% of the shares vested on January 3, 2012; 1/48th of the remaining shares vested monthly thereafter so that all shares were fully vested as of January 3, 2015, subject to continued employment through each vesting period.
- The option, representing a right to purchase a total of 24,479 shares, became exercisable as follows: 25% of the shares vested on January 28, 2012; the remaining shares vested monthly thereafter so that all shares were fully vested as of January 28, 2015, subject to continued employment through each vesting period.
- The option, representing a right to purchase a total of 122,395 shares, became exercisable as follows: 25% of the shares vested on January 4, 2011; the remaining shares vested monthly thereafter so that all shares were fully vested as of January 4, 2014, subject to continued employment through each vesting period.