Filing Details
- Accession Number:
- 0001209191-15-008805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-03 16:26:16
- Reporting Period:
- 2015-01-30
- Filing Date:
- 2015-02-03
- Accepted Time:
- 2015-02-03 16:26:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1588272 | Nexpoint Capital Inc. | NONE | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228922 | D James Dondero | C/O Nexpoint Advisors, L.p. 300 Crescent Court, Suite 700 Dallas TX 75201 | President | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-01-30 | 336,957 | $9.20 | 1,724,891 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Footnotes
- Includes shares acquired through the Issuer's distribution reinvestment plan.
- Mr. Dondero is the sole member of NexPoint Advisors GP, LLC, the general partner of NexPoint Advisors, L.P. Due to his control of, and ownership interest in, NexPoint Advisors GP, LLC, Mr. Dondero may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
