Filing Details
- Accession Number:
- 0001209191-15-008755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-03 16:15:03
- Reporting Period:
- 2015-01-30
- Filing Date:
- 2015-02-03
- Accepted Time:
- 2015-02-03 16:15:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | United Financial Bancorp Inc. | UBNK | Savings Institutions, Not Federally Chartered (6036) | 273577029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523145 | R Eric Newell | Rockville Financial Inc 45 Glastonbury Boulevard Glastonbury CT 06033 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-30 | 1,611 | $12.64 | 2,001 | No | 4 | P | Indirect | By Rockville Bank 401(k) Plan |
Common Stock | Acquisiton | 2015-01-30 | 364 | $12.75 | 22,859 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-30 | 800 | $12.75 | 23,659 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-30 | 800 | $12.74 | 24,459 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Rockville Bank 401(k) Plan |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,853 | Indirect | By Rockville Bank ESOP Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 18,009 | 18,099 | Direct |
Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 50,739 | 50,739 | Direct |
Common Stock | Stock Options | $13.25 | 2013-06-21 | 2023-06-21 | 4,429 | 4,429 | Direct |
Common Stock | Stock Options | $13.25 | 2013-06-21 | 2023-06-21 | 13,289 | 13,289 | Direct |
Common Stock | Stock Options | $13.73 | 2015-06-20 | 2024-06-20 | 4,783 | 4,783 | Direct |
Common Stock | Stock Options | $13.73 | 2015-06-20 | 2024-06-20 | 14,349 | 14,349 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-21 | 18,009 | 18,099 | Direct |
2022-06-21 | 50,739 | 50,739 | Direct |
2023-06-21 | 4,429 | 4,429 | Direct |
2023-06-21 | 13,289 | 13,289 | Direct |
2024-06-20 | 4,783 | 4,783 | Direct |
2024-06-20 | 14,349 | 14,349 | Direct |
Footnotes
- Transaction represents 1,611 shares purchased in the Rockville Bank 401(k) Plan.
- Shares allocated to the account of Mr. Newell under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2013
- Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes.
- Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes.
- Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes.
- Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for taxwithholding purposes.
- Includes 5,462 restricted stock shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
- Includes 2,731 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest at the one year anniversary of the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.