Filing Details
- Accession Number:
- 0001000418-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-27 13:40:28
- Reporting Period:
- 2011-01-26
- Filing Date:
- 2011-01-27
- Accepted Time:
- 2011-01-27 13:40:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
785787 | Aep Industries Inc | AEPI | Unsupported Plastics Film & Sheet (3081) | 221916107 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1000418 | Brendan J Barba | 125 Phillips Avenue South Hackensack NJ 07606 | Chairman, President, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-26 | 5,561 | $27.56 | 0 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 319,684 | Direct | |
Common Stock | 170,000 | Indirect | GRAT #8 |
Common Stock | 609 | Indirect | By Spouse (ESOP) |
Footnotes
- These shares sold at prices ranging from $27.45 to $27.67 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- Includes 4,444 shares transferred from Mr. Barba's ESOP to an IRA.
- An additional 16,000 shares of common stock were deducted from total holdings since the last Form 4 filing due to the holders election to receive cash in lieu of shares upon the vesting of performance units on January 10, 2011 and January 12, 2011.
- Grantor Retained Annuity Trust (GRAT) #8 was established by Mr. Barba, and the trustees of the GRATs are Mr. Paul Feeney (CFO of AEP Industries Inc.) and the two daughters of Mr. Barba (who are also the co-beneficiaries of the GRAT).