Filing Details

Accession Number:
0001140361-15-003620
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-02 18:27:47
Reporting Period:
2015-02-02
Filing Date:
2015-02-02
Accepted Time:
2015-02-02 18:27:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532800 Stephen Anderson A. O. Smith Corporation
500 Tennessee Waltz Parkway
Ashland City TN 37015
Designated Section 16 Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-02 4,667 $22.99 9,972 No 4 M Direct
Common Stock Disposition 2015-02-02 4,667 $59.49 5,305 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-02 4,667 $0.00 4,667 $22.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,333 2022-02-13 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $59.35 to $59.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. The employee stock option, granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.