Filing Details
- Accession Number:
- 0001019056-15-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-02 12:04:37
- Reporting Period:
- 2015-01-29
- Filing Date:
- 2015-02-02
- Accepted Time:
- 2015-02-02 12:04:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1217234 | Caredx Inc. | CDNA | Services-Medical Laboratories (8071) | 943316839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-29 | 11,110 | $7.04 | 947,907 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-01-29 | 3,005 | $7.05 | 950,912 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Common Stock | Acquisiton | 2015-01-29 | 1,280 | $7.05 | 952,192 | No | 4 | P | Indirect | By self as Trustee of Gagnon |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
No | 4 | P | Indirect | By self as Trustee of Gagnon |