Filing Details
- Accession Number:
- 0000921895-15-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-30 20:22:21
- Reporting Period:
- 2015-01-28
- Filing Date:
- 2015-01-30
- Accepted Time:
- 2015-01-30 20:22:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18172 | Castle A M & Co | CAS | Wholesale-Metals Service Centers & Offices (5051) | 360879160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205885 | C William Martin | C/O Raging Capital Management, Llc Ten Princeton Avenue, Po Box 228 Rocky Hill NJ 08553 | No | No | Yes | No | |
1232602 | H Kenneth Traub | 90 Nassau Street Suite 500 Princeton NJ 08542 | No | No | No | Yes | |
1444376 | Raging Capital Management, Llc | Ten Princeton Avenue Po Box 228 Rocky Hill NJ 08553-0228 | No | No | Yes | No | |
1566641 | Raging Capital Master Fund, Ltd. | C/O Ogier Fiduciary Services (Cayman) 89 Nexus Way Camana Bay, Grand Cayman E9 KY 1-9007 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2015-01-28 | 17,694 | $6.05 | 3,789,950 | No | 4 | P | Indirect | By Raging Capital Master Fund, Ltd. |
Common Stock, $0.01 Par Value | Acquisiton | 2015-01-29 | 54,733 | $6.00 | 3,844,683 | No | 4 | P | Indirect | By Raging Capital Master Fund, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Raging Capital Master Fund, Ltd. |
No | 4 | P | Indirect | By Raging Capital Master Fund, Ltd. |
Footnotes
- This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital"), William C. Martin and Kenneth H. Traub (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of CommonStock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master.
- On January 22, 2015, Raging Capital entered into an oral understanding with Kenneth H. Traub pursuant to which it agreed to pay him 30% of the Incentive Allocation, attributable solely to the performance of Raging Master's investment in shares of Common Stock of the Company, that is earned by Raging Capital at the end of any given year if Mr. Traub is elected or appointed to the Board of Directors of the Company. Accordingly, Mr. Traub may be deemed to have a pecuniary interest in these shares of Common Stock.