Filing Details
- Accession Number:
- 0001209191-15-007910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-30 16:48:18
- Reporting Period:
- 2015-01-28
- Filing Date:
- 2015-01-30
- Accepted Time:
- 2015-01-30 16:48:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421898 | Christopher Edmonds-Waters | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Head Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-28 | 1,000 | $60.37 | 4,921 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-01-28 | 2,545 | $45.19 | 7,466 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-01-28 | 1,475 | $71.11 | 8,941 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-28 | 2,000 | $116.98 | 6,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-01-28 | 1,720 | $115.20 | 5,221 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-01-28 | 1,300 | $116.00 | 3,921 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2015-01-28 | 1,000 | $60.37 | 1,000 | $60.37 |
| Common Stock | Stock Option | Disposition | 2015-01-28 | 2,545 | $45.19 | 2,545 | $45.19 |
| Common Stock | Stock Option | Disposition | 2015-01-28 | 1,475 | $71.11 | 1,475 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,500 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
| 0 | 2011-07-27 | 2017-07-27 | No | 4 | M | Direct |
| 4,425 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,498 | Indirect | By 401(k)/ESOP |
Footnotes
- The 1,720 shares were sold through separate trades, with the sale prices ranging from $114.76 to $115.75 and at a weighted average sale price of $115.2002.
- The 1,300 shares were sold through separate trades, with the sale prices ranging from $115.76 to $116.55 and at a weighted average sale price of $116.0003.
- Includes 17 shares acquired under the SVB stock purchase plan on 12-31-2014.
Billionaire Hedge Funds
