Filing Details
- Accession Number:
- 0001144204-15-005036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-30 16:21:02
- Reporting Period:
- 2015-01-28
- Filing Date:
- 2015-01-30
- Accepted Time:
- 2015-01-30 16:21:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504934 | Eduard Yusupov | C/O Fxcm Inc. 55 Water Street New York NY 10041 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-01-28 | 448,905 | $2.41 | 751,095 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-01-29 | 595,000 | $2.27 | 156,095 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of FXCM Holdings LLC | $0.00 | 3,733,356 | 3,733,356 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,733,356 | 3,733,356 | Direct |
Footnotes
- Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- The reporting person had pledged 1,200,000 units of FXCM Holdings, LLC with a broker as collateral for a margin loan. Due to events in the currency markets on January 15, 2015, the broker foreclosed on such units by exercising its right under the pledge agreement to cause the reporting person to exchange such units into shares of Class A Common Stock. A portion of such shares were sold to satisfy the reporting person's obligations in connection with the margin loan.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.43, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.3625, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.