Filing Details
- Accession Number:
- 0001235802-15-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-30 11:34:08
- Reporting Period:
- 2015-01-29
- Filing Date:
- 2015-01-30
- Accepted Time:
- 2015-01-30 11:34:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890846 | Uroplasty Inc | UPI | Surgical & Medical Instruments & Apparatus (3841) | 411719250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024356 | H Kevin Roche | 5420 Feltl Road Minnetonka MN 55343 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-01-29 | 7,100 | $1.23 | 7,100 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2015-01-29 | 1,100 | $1.24 | 8,200 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2015-01-29 | 16,800 | $1.25 | 25,000 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2015-01-29 | 25,000 | $1.21 | 57,125 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Direct |
Footnotes
- Includes 12,125 shares that are subject to a restricted stock grant that will vest on February 19, 2015.